LPLA
LPL Financial Holdings Inc.
NASDAQ · Financial Services · Financial - Capital Markets · US
$311.48
+4.64%Oct 30, 2026, 17:17 UTC
A $575 million team left The Northwestern Mutual Life Insurance Company and joined LPL.
Source:Oct 29, 2026, 12:55 UTC
The financial advisors of Anchor Financial Partners joined LPL Financial Holdings Inc.’s broker-dealer and registered investment adviser platforms from The Northwestern Mutual Life Insurance Company, bringing approximately $525 million in advisory, brokerage and retirement plan assets.
Source:Oct 28, 2026, 17:06 UTC
LPL Financial Holdings Inc. reported its strongest organic growth rate in more than a year.
Source:Oct 28, 2026, 07:09 UTC
LPL Financial Holdings Inc. reported third-quarter 2026 revenue of $5.344 billion, net income of $357 million and diluted EPS of $4.52.
Oct 27, 2026, 12:55 UTC
LPL Financial Holdings Inc. announced that financial advisor Matt Griggs of Griggs Investment Group joined its broker-dealer and registered investment advisor platforms, bringing approximately $160 million in advisory, brokerage and retirement plan assets from EDWARD JONES.
Source:Oct 23, 2026, 16:23 UTC
Modern Wealth Management added a former LPL team overseeing $330 million in assets.
Source:Oct 20, 2026, 23:59 UTC
Republican congressional candidate David Flippo filed a personal financial disclosure reporting a net worth of $3.2 million to $14.5 million and debt of $580,000 to $1.2 million.
Source:Oct 16, 2026, 18:45 UTC
Choreo hired Gabriel Rodriguez as chief technology officer after he served as a senior vice president of technology at LPL Financial Holdings Inc..
Source:Oct 7, 2026, 20:15 UTC
Tom Shupe and Lindsey Cameron joined RAYMOND JAMES FINANCIAL INC Financial Services, Inc. from LPL, bringing a team that managed more than $170 million in client assets.
Source:Oct 7, 2026, 20:15 UTC
Financial advisor Cynthia Doussard joined Cetera Financial Group, Inc.'s Summit Financial Networks community with about $235 million in assets under administration.
Source:Sep 29, 2026, 17:25 UTC
FINRA barred former LPL Financial representative Rudy Anguiano for allegedly transferring $1.7 million from two clients to an account for his own LLC.
Sep 28, 2026, 16:00 UTC
Morningstar moved Sanofi, LPL Financial Holdings, Edison International, SBA Communications, and Stellantis to 5-star ratings from 4 stars after their share prices fell over the past week.
Source:Sep 24, 2026, 20:05 UTC
LPL Financial Holdings Inc. released its monthly activity report for August 2026 on September 24, 2026.
Source:Sep 22, 2026, 23:00 UTC
LPL Financial and advisors Jared B. Roskelley, Kyle L. Robertson and Matthew J. Tinyo filed a complaint in federal court in Florida against law firm Shumaker Loop & Kendrick over alleged conflicts of interest in its representation of the advisors.
Sep 21, 2026, 20:18 UTC
Former LPL Financial employee Aldina Barry filed a lawsuit against the firm alleging age discrimination after more than 25 years of employment.
Source:Sep 18, 2026, 12:46 UTC
Valero Energy Corp elected Matthew Audette to its Board of Directors effective September 17, 2026, granting him 372 pro-rata stock units vesting on the first anniversary of the grant.
Sep 18, 2026, 10:00 UTC
Merit Financial Advisors acquired advisor Tim Brennan's practice, which oversees about $888 million in client assets, marking its 62nd acquisition and 11th partnership in 2026.
Sep 15, 2026, 23:59 UTC
At least nine pending investor lawsuits have been filed against LPL Financial over the conduct of former El Paso, Texas broker Michael C. Graham, who was discharged by LPL in June 2025 and died in November.
Source:Aug 28, 2026, 15:59 UTC
Pete Dorsey joined State Street as Chief Revenue Officer for its wealth management business, leading revenue strategy for the asset manager's custody and clearing operations as it expands into wealth services.
Source:Aug 23, 2026, 08:51 UTC
Danske Bank A/S acquired a new stake of 2,721 shares in LPL Financial Holdings Inc. during the second quarter, valued at approximately $766,000, as disclosed in a recent SEC filing.
Source:Aug 21, 2026, 16:21 UTC
LPL Financial Holdings Inc. reported its July 2026 activity, showing continued growth in client assets and positive organic net new assets, despite modest sequential declines across some key metrics.
Source:Aug 21, 2026, 10:42 UTC
BlackRock Inc. acquired a new stake of 4,732,991 shares in LPL Financial Holdings Inc. during the second quarter, valued at approximately $1.33 billion, representing about 6.01% ownership.
Source:Aug 12, 2026, 19:00 UTC
Tucker Bria Wealth Strategies, led by Jim Tucker and Patrick Bria, joined Cetera through its Summit Financial Networks channel, bringing approximately $420 million in assets under administration.
Source:Aug 4, 2026, 13:00 UTC
LPL Financial LLC announced that LPL Research launched a new suite of Building Block Model Portfolios, expanding its model portfolio platform to more than 70 offerings.
Jul 31, 2026, 18:42 UTC
LPL Financial increased its share buyback authorization.
Source:Jul 31, 2026, 13:06 UTC
LPL Financial reported a 35% increase in recruited assets in Q2 2026, bringing in $25 billion during the quarter.
Source:Jul 31, 2026, 00:31 UTC
LPL Financial Holdings Inc. reported Q2 2026 earnings of $5.84 per share, beating the Zacks Consensus Estimate of $5.39 per share, compared to $4.51 per share a year ago.
Jul 28, 2026, 18:14 UTC
Waverly Advisors acquired InVista Advisors, a hybrid RIA previously affiliated with LPL Financial in Montgomery, Alabama, adding about $443 million in client assets under management.
Jun 4, 2026, 19:34 UTC
LPL Financial is facing a class action lawsuit over its sales of Phoenix annuities, alleging the firm concealed financial risks from clients while collecting millions in commissions.
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