Total Return Securities Fund (SWZ) Insider Trading

Over the last 3 months, SWZ insiders made 16 open-market buys and 0 sales, a net purchase of $162K (SEC Form 4). Multiple insiders bought within days of each other (cluster buying). Over the last 6 months, 19 institutions increased and 30 reduced their position (13F).

Insider Activity

Sentiment
100/100
Buys (3m)
16
Sells (3m)
0
Net (3m)
$161.6K
Insiders buyingCluster buying
Insider trades by month Buys Sells
Mar
Apr
May
Jun
Jul
Aug
Context3-month price +0.3%Institutions reducing (13F)
DateInsiderTypeSharesPrice
Aug 25, 2026Das Rajeev Pofficer: SecretaryBuy1,700$5.93
Aug 25, 2026Das Rajeev Pofficer: SecretaryBuy1,366$5.93
Aug 12, 2026SELL MORITZ AdirectorBuy1,000$5.91
Jul 24, 2026SELL MORITZ AdirectorBuy2,000$5.86
Jul 24, 2026SELL MORITZ AdirectorBuy517$5.90
Jul 22, 2026SELL MORITZ AdirectorBuy1,000$5.93
Jul 22, 2026SELL MORITZ AdirectorBuy483$5.90
Jul 8, 2026GOLDSTEIN PHILLIPdirector, officer, other: SecretaryBuy5,980$5.95
Jul 7, 2026Dakos Andrewdirector, officer, other: President and CEOBuy4,767$5.92
Jul 7, 2026Dakos Andrewdirector, officer, other: President and CEOBuy233$5.92
Jun 30, 2026SELL MORITZ AdirectorBuy2,000$5.92
Jun 30, 2026SELL MORITZ AdirectorBuy2,091$5.88
Jun 22, 2026SELL MORITZ AdirectorBuy1,853$5.91
Jun 22, 2026SELL MORITZ AdirectorBuy147$5.91
Jun 17, 2026SELL MORITZ AdirectorBuy155$5.95
Jun 17, 2026SELL MORITZ AdirectorBuy2,000$5.96
Jun 1, 2026SELL MORITZ AdirectorBuy1,000$6.01
May 29, 2026Dakos Andrewdirector, officer, other: President and CEOBuy3,000$5.98
May 29, 2026Dakos Andrewdirector, officer, other: President and CEOBuy5,400$5.99
May 29, 2026Dakos Andrewdirector, officer, other: President and CEOBuy100$5.98
May 29, 2026Dakos Andrewdirector, officer, other: President and CEOBuy4,500$5.97
May 20, 2026Dakos Andrewdirector, officer, other: President and CEOBuy4,000$5.95
May 20, 2026Dakos Andrewdirector, officer, other: President and CEOBuy2,987$5.96
May 20, 2026Dakos Andrewdirector, officer, other: President and CEOBuy13$5.95
Apr 27, 2026SELL MORITZ AdirectorBuy1,002$6.07
Apr 20, 2026Dakos Andrewdirector, officer, other: President and CEOBuy4,718$6.06
Apr 20, 2026Dakos Andrewdirector, officer, other: President and CEOBuy3,000$6.05
Apr 20, 2026Dakos Andrewdirector, officer, other: President and CEOBuy547$6.04
Apr 9, 2026Dakos Andrewdirector, officer, other: President and CEOBuy2,000$5.95
Apr 9, 2026Dakos Andrewdirector, officer, other: President and CEOBuy4,000$5.97

Source: SWZ SEC Form 4 filings, latest Aug 25, 2026. For informational purposes only — not investment advice.

Institutional activity (13F)

How institutions changed their SWZ positions over the last 6 months (SEC Form 13F).

Increased
19
New positions
11
Reduced
30
Sold out
7
Largest moves
InstitutionActionSharesFiled
CSS LLC/ILIncreased1.0MAug 14, 2026
CSS LLC/ILReduced1.0MMay 15, 2026
BANK OF AMERICA CORP /DE/New Position867KAug 14, 2026
ALLSPRING GLOBAL INVESTMENTS HOLDINGS, LLCReduced651KMay 5, 2026
Matisse CapitalIncreased609KAug 12, 2026
ICON ADVISERS INC/COReduced500KMay 13, 2026
ICON ADVISERS INC/COReduced446KAug 13, 2026
MATISSE CAPITALReduced407KMay 8, 2026
Saba Capital Management, L.P.Unchanged404KAug 14, 2026
SABA CAPITAL MANAGEMENT, L.P.Reduced404KMay 15, 2026
Shaker Financial Services, LLCIncreased393KJul 15, 2026
RIVERNORTH CAPITAL MANAGEMENT, LLCReduced331KMay 15, 2026
SHAKER FINANCIAL SERVICES, LLCIncreased322KMay 12, 2026
Logan Stone Capital, LLCIncreased198KAug 14, 2026
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLCIncreased169KAug 6, 2026

Source: SEC Form 13F filings. For informational purposes only — not investment advice.

← Back to SWZ overview (price, financials, earnings)