Capital Southwest Corporation (CSWC) Insider Trading
Over the last 3 months, CSWC insiders made 3 open-market buys and 1 sale, a net purchase of $33K (SEC Form 4). Over the last 6 months, 125 institutions increased and 109 reduced their position (13F).
Insider Activity
Sentiment
57/100
Buys (3m)
3
Sells (3m)
1
Net (3m)
$33.4K
Insiders buying
Insider trades by month Buys Sells
Jun
Aug
Oct
Feb
Mar
Jun
Context3-month price +9.6%Institutions accumulating (13F)
| Date | Insider | Type | Shares | Price |
|---|---|---|---|---|
| Aug 12, 2026 | Thomas William R IIIdirector | Grant | 1,989 | — |
| Aug 11, 2026 | Rogers-Windsor Ramona Lynndirector | Grant | 1,989 | — |
| Aug 11, 2026 | Brooks David Rdirector | Grant | 1,989 | — |
| Aug 11, 2026 | BATTIST CHRISTINEdirector | Grant | 1,989 | — |
| Aug 11, 2026 | FURST JACK Ddirector | Grant | 1,989 | — |
| Jun 30, 2026 | Rogers-Windsor Ramona Lynndirector | Buy | 211 | $23.70 |
| Jun 18, 2026 | BATTIST CHRISTINEdirector | Buy | 860 | $23.23 |
| Jun 10, 2026 | Weinstein Joshua S.officer: Senior Managing Director & CIO | Grant | 100,000 | — |
| Jun 10, 2026 | Sarner Michael Scottdirector, officer: President and CEO | Tax | 13,765 | $23.28 |
| Jun 10, 2026 | Weinstein Joshua S.officer: Senior Managing Director & CIO | Tax | 9,588 | $23.54 |
| Jun 10, 2026 | Rehberger Chrisofficer: Chief Financial Officer | Grant | 75,000 | — |
| Jun 10, 2026 | Sarner Michael Scottdirector, officer: President and CEO | Tax | 11,705 | $23.54 |
| Jun 10, 2026 | Rehberger Chrisofficer: Chief Financial Officer | Tax | 3,688 | $23.54 |
| Jun 10, 2026 | Weinstein Joshua S.officer: Senior Managing Director & CIO | Tax | 11,349 | $23.28 |
| Jun 10, 2026 | Sarner Michael Scottdirector, officer: President and CEO | Grant | 140,000 | — |
| Jun 10, 2026 | Rehberger Chrisofficer: Chief Financial Officer | Tax | 4,492 | $23.28 |
| Jun 5, 2026 | Thomas William R IIIdirector | Sell | 4,661 | $23.29 |
| Jun 5, 2026 | Thomas William R IIIdirector | Buy | 5,000 | $23.40 |
| Jun 1, 2026 | Rogers-Windsor Ramona Lynndirector | Buy | 213 | $23.42 |
| Mar 2, 2026 | Sarner Michael Scottdirector, officer: President and CEO | Buy | 2,695 | $21.90 |
| Feb 9, 2026 | BATTIST CHRISTINEdirector | Buy | 600 | $23.16 |
| Oct 1, 2025 | Rogers-Windsor Ramona Lynndirector | Buy | 463 | $21.55 |
| Aug 21, 2025 | BATTIST CHRISTINEdirector | Buy | 667 | $22.45 |
| Aug 14, 2025 | FURST JACK Ddirector | Grant | 2,193 | — |
| Aug 13, 2025 | BATTIST CHRISTINEdirector | Grant | 2,193 | — |
| Aug 13, 2025 | Rogers-Windsor Ramona Lynndirector | Grant | 2,193 | — |
| Aug 13, 2025 | Brooks David Rdirector | Grant | 2,193 | — |
| Aug 13, 2025 | Thomas William R IIIdirector | Grant | 2,193 | — |
| Jun 23, 2025 | Rogers-Windsor Ramona Lynndirector | Buy | 471 | $21.19 |
| Jun 11, 2025 | Weinstein Joshua S.officer: Senior Managing Director & CIO | Grant | 65,000 | — |
Source: CSWC SEC Form 4 filings, latest Aug 12, 2026. For informational purposes only — not investment advice.
Institutional activity (13F)
How institutions changed their CSWC positions over the last 6 months (SEC Form 13F).
Increased
125
New positions
70
Reduced
109
Sold out
14
Largest moves
| Institution | Action | Shares | Filed |
|---|---|---|---|
| TWO SIGMA INVESTMENTS, LP | Increased | 2.3M | May 15, 2026 |
| VAN ECK ASSOCIATES CORP | Increased | 1.5M | Aug 14, 2026 |
| UBS Group AG | Increased | 1.2M | Aug 13, 2026 |
| TWO SIGMA INVESTMENTS, LP | Reduced | 1.2M | Aug 14, 2026 |
| VAN ECK ASSOCIATES CORP | Reduced | 1.1M | May 15, 2026 |
| SANDERS MORRIS HARRIS LLC | New Position | 1.1M | Apr 9, 2026 |
| Sound Income Strategies, LLC | Increased | 934K | Jul 20, 2026 |
| SOUND INCOME STRATEGIES, LLC | Increased | 903K | Apr 27, 2026 |
| UBS GROUP AG | Increased | 854K | May 5, 2026 |
| SANDERS MORRIS HARRIS LLC | Reduced | 760K | Jul 7, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Increased | 752K | May 15, 2026 |
| EMPOWERED FUNDS, LLC | New Position | 619K | Jun 16, 2026 |
| EMPIRICAL FINANCE, LLC | New Position | 619K | May 15, 2026 |
| Empowered Funds, LLC | Reduced | 526K | Aug 17, 2026 |
| Empirical Finance, LLC | Reduced | 526K | Aug 14, 2026 |
Source: SEC Form 13F filings. For informational purposes only — not investment advice.