Axos Financial, Inc. (AX) Insider Trading
Over the last 3 months, AX insiders made 0 open-market buys and 2 sales, a net sale of -$229K (SEC Form 4). Over the last 6 months, 284 institutions increased and 268 reduced their position (13F).
Insider Activity
Sentiment
0/100
Buys (3m)
0
Sells (3m)
2
Net (3m)
-$229.2K
Insider trades by month Buys Sells
Sep
Dec
Feb
May
Jun
Aug
Context3-month price +11.9%Institutions accumulating (13F)
| Date | Insider | Type | Shares | Price |
|---|---|---|---|---|
| Aug 7, 2026 | Santi Roque Adirector | Sell | 500 | $105.30 |
| Jul 1, 2026 | Garrabrants Gregorydirector, officer: President and CEO | Grant | 202,032 | $97.39 |
| Jul 1, 2026 | Garrabrants Gregorydirector, officer: President and CEO | Option | 202,032 | — |
| Jun 9, 2026 | Constantine Thomas Mother: EVP, Chief Credit Officer | Sell | 1,994 | $88.55 |
| May 21, 2026 | Watson Michael Jamesother: EVP, Head of Axos Securities | Sell | 1,653 | $83.77 |
| May 12, 2026 | Santi Roque Adirector | Sell | 500 | $87.77 |
| Mar 24, 2026 | Walsh Derrickofficer: EVP, Chief Financial Officer | Option | 1,360 | $82.93 |
| Mar 24, 2026 | Tolla John Charlesofficer: EVP, Chief Risk Officer | Option | 1,177 | $82.93 |
| Mar 24, 2026 | Swanson Brian Dofficer: President, Consumer Bank | Option | 2,943 | $82.93 |
| Mar 24, 2026 | Swanson Brian Dofficer: President, Consumer Bank | Option | 1,177 | $82.93 |
| Mar 24, 2026 | Watson Michael Jamesofficer: EVP, Head of Axos Securities | Option | 983 | $82.93 |
| Mar 24, 2026 | MATSUMOTO RAYMOND Dofficer: EVP, Chief Operating Officer | Option | 1,621 | $82.93 |
| Mar 24, 2026 | Crow David Mofficer: EVP, Head of Clearing | Option | 583 | $82.93 |
| Mar 24, 2026 | THIELE CANDACE Lofficer: EVP, Chief Administrative Offi | Option | 444 | $82.93 |
| Mar 24, 2026 | GILL ANNofficer: SVP, Chief Accounting Officer | Option | 601 | $82.93 |
| Mar 24, 2026 | Tolla John Charlesofficer: EVP, Chief Risk Officer | Option | 2,943 | $82.93 |
| Mar 24, 2026 | Bar-Adon Eshelofficer: EVP Strategic Partnerships an | Option | 1,098 | $82.93 |
| Mar 24, 2026 | Constantine Thomas Mofficer: EVP, Chief Credit Officer | Option | 1,124 | $82.93 |
| Mar 16, 2026 | GILL ANNother: SVP, Chief Accounting Officer | Option | 773 | $84.68 |
| Mar 16, 2026 | Walsh Derrickofficer: EVP, Chief Financial Officer | Option | 1,619 | $84.68 |
| Mar 16, 2026 | Constantine Thomas Mother: EVP, Chief Credit Officer | Option | 2,032 | $84.68 |
| Mar 16, 2026 | MATSUMOTO RAYMOND Dother: EVP, Chief Operating Officer | Option | 2,474 | $84.68 |
| Mar 16, 2026 | THIELE CANDACE Lother: EVP, Chief Administrative Offi | Option | 398 | $84.68 |
| Mar 16, 2026 | Tolla John Charlesofficer: EVP, Chief Risk Officer | Option | 1,416 | $84.68 |
| Mar 16, 2026 | GILL ANNother: SVP, Chief Accounting Officer | Grant | 1,359 | — |
| Mar 16, 2026 | Bar-Adon Eshelofficer: EVP, Strategic Partnerships an | Grant | 3,248 | — |
| Mar 16, 2026 | Swanson Brian Dother: President, Consumer Bank | Option | 1,387 | $84.68 |
| Mar 16, 2026 | Walsh Derrickofficer: EVP, Chief Financial Officer | Grant | 3,130 | — |
| Mar 16, 2026 | Constantine Thomas Mother: EVP, Chief Credit Officer | Grant | 2,953 | — |
| Mar 16, 2026 | Crow David Mother: EVP, Head of Axos Clearing | Option | 738 | $84.68 |
Source: AX SEC Form 4 filings, latest Aug 7, 2026. For informational purposes only — not investment advice.
Institutional activity (13F)
How institutions changed their AX positions over the last 6 months (SEC Form 13F).
Increased
284
New positions
102
Reduced
268
Sold out
49
Largest moves
| Institution | Action | Shares | Filed |
|---|---|---|---|
| BlackRock, Inc. | Increased | 8.4M | Aug 7, 2026 |
| BLACKROCK, INC. | Reduced | 8.3M | May 13, 2026 |
| VANGUARD PORTFOLIO MANAGEMENT LLC | Increased | 3.1M | Aug 13, 2026 |
| VANGUARD PORTFOLIO MANAGEMENT LLC | New Position | 3.1M | May 8, 2026 |
| STATE STREET CORP | Increased | 3.0M | Aug 7, 2026 |
| FMR LLC | Increased | 3.0M | Aug 13, 2026 |
| STATE STREET CORP | Increased | 2.8M | May 15, 2026 |
| AMERICAN CENTURY COMPANIES INC | Increased | 2.7M | Aug 12, 2026 |
| AMERICAN CENTURY COMPANIES INC | Increased | 2.5M | May 15, 2026 |
| VANGUARD CAPITAL MANAGEMENT LLC | Increased | 2.5M | Aug 13, 2026 |
| VANGUARD CAPITAL MANAGEMENT LLC | New Position | 2.5M | May 15, 2026 |
| FMR LLC | Increased | 2.4M | May 15, 2026 |
| DIMENSIONAL FUND ADVISORS LP | Increased | 2.2M | Aug 11, 2026 |
| DIMENSIONAL FUND ADVISORS LP | Increased | 2.2M | May 7, 2026 |
| GEODE CAPITAL MANAGEMENT, LLC | Increased | 2.0M | Aug 12, 2026 |
Source: SEC Form 13F filings. For informational purposes only — not investment advice.